Yin Man Shing
忻賢雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Man Shing (忻賢雯), a licensed former licensee with CE reference AWO622. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GigaMoney Limited 騰達證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-03 | 2023-05-18 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-06 | 2023-05-18 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-12-06 | 2023-05-18 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 9 — Asset management | 2018-12-06 | 2023-05-18 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-19 | 2018-12-06 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-19 | 2018-12-06 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-19 | 2018-12-06 |
| Austin Asia Securities Limited 新港亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2016-11-28 | 2018-06-10 |
| Austin Asia Securities Limited 新港亞洲證券有限公司 |
RO | Type 9 — Asset management | 2016-11-28 | 2018-06-10 |
| Austin Asia Securities Limited 新港亞洲證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-11-05 | 2018-06-10 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-22 | 2014-11-05 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2012-10-22 | 2015-11-06 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-18 | 2012-04-30 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 9 — Asset management | 2011-08-18 | 2012-04-30 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-26 | 2011-07-31 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2011-01-26 | 2011-07-31 |