Chun Man (SFC:AWO866) Yip
葉俊文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Man (SFC:AWO866) Yip (葉俊文), a licensed former licensee with CE reference AWO866. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trendman Capital Limited 誠恒資本有限公司 |
RO | Type 4 — Advising on securities | 2024-10-10 | 2025-01-30 |
| Trendman Capital Limited 誠恒資本有限公司 |
RO | Type 9 — Asset management | 2024-10-10 | 2025-01-30 |
| DA YUE Financial Group Limited 大粵金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-01-24 | 2024-06-28 |
| DA YUE Financial Group Limited 大粵金融集團有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-01-24 | 2024-06-28 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-09 | 2024-06-28 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 4 — Advising on securities | 2022-12-09 | 2024-06-28 |
| Little Girl Securities (International) Limited 小女孩證券國際有限公司 |
RO | Type 9 — Asset management | 2022-12-09 | 2024-06-28 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-23 | 2022-05-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 4 — Advising on securities | 2018-10-23 | 2022-05-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
RO | Type 9 — Asset management | 2018-10-23 | 2022-05-06 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-19 | 2018-10-23 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-19 | 2018-10-23 |
| Great Bay Securities Limited 大灣區深港證券有限公司 |
Rep | Type 9 — Asset management | 2018-10-19 | 2018-10-23 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 — Advising on securities | 2018-01-29 | 2018-09-30 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-01-29 | 2018-09-30 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 9 — Asset management | 2018-01-29 | 2018-09-30 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-12 | 2018-01-29 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-12 | 2018-01-29 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 — Asset management | 2016-01-12 | 2018-01-29 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-12 | 2018-09-30 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-10 | 2015-02-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-11-10 | 2015-02-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 — Asset management | 2014-11-10 | 2015-02-16 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-14 | 2016-01-12 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-02 | 2014-10-01 |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-02 | 2014-10-01 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-30 | 2013-08-03 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-25 | 2011-09-16 |