Sin Wa Lam
林倩華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Wa Lam (林倩華), a licensed Responsible Officer with CE reference AWO867. Currently licensed at 2 firm(s): Partners Asset Management (HK) Limited, Partners Capital Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-04-13 | present |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-04-13 | present |
| Partners Capital Securities Limited 博大證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-08 | present |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-29 | 2022-04-13 |
| Partners Asset Management (HK) Limited 博大資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-10-28 | 2022-04-13 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-10 | 2020-04-08 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-03 | 2011-05-29 |