Ngai Pan Wu
胡毅彬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngai Pan Wu (胡毅彬), a licensed Responsible Officer with CE reference AWO869. Currently licensed at 1 firm(s): DLJ Real Estate Capital Partners (HK), Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DLJ Real Estate Capital Partners (HK), Limited |
RO | Type 1 — Dealing in securities | 2022-05-11 | present |
| DLJ Real Estate Capital Partners (HK), Limited |
RO | Type 4 — Advising on securities | 2022-05-11 | present |
| DLJ Real Estate Capital Partners (HK), Limited |
Rep | Type 1 — Dealing in securities | 2022-04-20 | 2022-05-11 |
| DLJ Real Estate Capital Partners (HK), Limited |
Rep | Type 4 — Advising on securities | 2022-04-20 | 2022-05-11 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-05 | 2022-01-05 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-01-05 | 2022-01-05 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-05-07 | 2020-12-31 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-17 | 2020-12-31 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-25 | 2017-11-17 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-25 | 2020-12-31 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-31 | 2017-09-29 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-16 | 2017-03-31 |
| Central Wealth Futures Limited 中達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-01-16 | 2017-09-29 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-15 | 2017-01-01 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-26 | 2017-01-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-13 | 2015-05-15 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-09 | 2012-11-30 |