Yui Fai Kwok
郭睿輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Fai Kwok (郭睿輝), a licensed former licensee with CE reference AWP669. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-20 | 2025-06-23 |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-20 | 2025-06-23 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-23 | 2018-02-03 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-21 | 2017-02-02 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-19 | 2011-09-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-05-26 | 2011-09-02 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-09 | 2011-09-02 |