Lik Hang Ng
伍力恆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lik Hang Ng (伍力恆), a licensed Responsible Officer with CE reference AWP775. Currently licensed at 1 firm(s): CMB International Global Markets Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-29 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 4 — Advising on securities | 2021-12-29 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2021-06-11 | 2022-05-05 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-09 | 2021-06-11 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-24 | 2018-03-02 |