Mingxi Lu
陸明曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingxi Lu (陸明曦), a licensed former licensee with CE reference AWQ530. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Owl Creek Hong Kong Limited | Rep | Type 9 — Asset management | 2013-07-05 | 2016-03-18 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-18 | 2013-04-13 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-18 | 2013-04-13 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-02-18 | 2013-04-13 |