Kon Chao Kwek
郭公超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kon Chao Kwek (郭公超), a licensed former licensee with CE reference AWQ621. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiro Capital Limited | Rep | Type 6 — Advising on corporate finance | 2014-09-30 | 2014-11-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-15 | 2013-01-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-18 | 2013-01-15 |