Alen Chi Wang Lai
黎智弘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alen Chi Wang Lai (黎智弘), a licensed Representative with CE reference AWQ674. Currently licensed at 1 firm(s): North Rock Capital Management (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2024-03-25 | present |
| North Rock Capital Management (HK) Limited |
Rep | Type 9 — Asset management | 2024-03-25 | present |
| Jump Trading Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2022-10-03 | 2023-09-21 |
| Jump Trading Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2022-10-03 | 2023-09-21 |
| Strategic Vision Investment Limited | RO | Type 9 — Asset management | 2020-01-22 | 2022-08-02 |
| Strategic Vision Investment Limited | Rep | Type 9 — Asset management | 2018-11-13 | 2020-01-22 |
| Azentus Capital Management Limited | Rep | Type 9 — Asset management | 2017-02-10 | 2018-10-26 |
| Patrol Capital Management Limited | Rep | Type 9 — Asset management | 2016-12-23 | 2017-02-06 |
| Hutchin Hill Capital HK Limited | Rep | Type 9 — Asset management | 2015-10-27 | 2016-10-21 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-08 | 2015-08-26 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-08 | 2015-08-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-17 | 2012-06-13 |