Zeen Chen
陳澤恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zeen Chen (陳澤恩), a licensed former licensee with CE reference AWR548. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-14 | 2025-08-25 |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-14 | 2025-08-25 |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-11-14 | 2025-08-25 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-07 | 2019-03-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-07 | 2019-03-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2015-06-05 | 2016-07-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-20 | 2015-05-26 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-01-20 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-20 | 2015-05-26 |