Mark James Oakley Wittet
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark James Oakley Wittet, a licensed Responsible Officer with CE reference AWR862. Currently licensed at 1 firm(s): Ishana Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ishana Capital Limited |
RO | Type 9 — Asset management | 2020-09-24 | present |
| Ishana Capital Limited |
Rep | Type 9 — Asset management | 2020-03-17 | 2020-09-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-07 | 2017-04-19 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2011-01-28 | 2014-04-05 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-28 | 2014-04-05 |