Jianyang Li
李建陽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianyang Li (李建陽), a licensed former licensee with CE reference AWS028. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 4 — Advising on securities | 2022-11-28 | 2026-05-02 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-13 | 2024-04-22 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-12-13 | 2024-04-22 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-10 | 2026-05-02 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-12 | 2017-10-10 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-06-12 | 2022-11-28 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-29 | 2017-06-12 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-29 | 2017-06-12 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-24 | 2015-03-31 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-24 | 2015-03-31 |