Bjoern Petter Waldemar Sternby
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bjoern Petter Waldemar Sternby, a licensed Responsible Officer with CE reference AWS041. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2023-12-01 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2020-02-05 | 2023-12-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-24 | 2013-01-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-24 | 2013-01-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-24 | 2013-01-01 |