Martha Suk Yee Lam
林淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Martha Suk Yee Lam (林淑儀), a licensed former licensee with CE reference AWS703. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-12 | 2014-11-14 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-12 | 2014-11-14 |
| Donvex Capital Limited 富域資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-12-19 | 2013-01-16 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-10 | 2012-11-30 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-10 | 2012-11-30 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-28 | 2012-05-01 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-28 | 2012-05-01 |