Zhi Cheng Xu
許智程
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi Cheng Xu (許智程), a licensed former licensee with CE reference AWU540. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Q Fund Management (Hong Kong) Limited 前方基金管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-20 | 2019-12-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-23 | 2015-11-27 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-14 | 2014-12-22 |