Fu Wa Lee
李富華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fu Wa Lee (李富華), a licensed Responsible Officer with CE reference AWV257. Currently licensed at 2 firm(s): Huaan Securities (Hong Kong) Brokerage Limited, Huaan Securities (Hong Kong) Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-17 | present |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-11-17 | present |
| Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 |
RO | Type 4 — Advising on securities | 2021-11-17 | present |
| Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-11-17 | present |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-04 | 2021-05-10 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-10-04 | 2021-05-10 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-28 | 2017-10-04 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-28 | 2017-10-04 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-23 | 2017-06-14 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-05-23 | 2017-06-14 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-12-23 | 2017-05-17 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-23 | 2017-05-17 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-23 | 2017-05-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-23 | 2011-11-09 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-23 | 2011-11-09 |