Shaonan Bai
伯紹楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaonan Bai (伯紹楠), a licensed Representative with CE reference AWV318. Currently licensed at 2 firm(s): CITIC CFI Securities Company Limited, CITIC Futures International Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-07-12 | present |
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-04-11 | present |
| Zhongda (Hong Kong) Futures Limited 中大(香港)期貨有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-10 | 2022-02-15 |
| Zhongda (Hong Kong) Futures Limited 中大(香港)期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-01-13 | 2022-02-15 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-04-17 | 2016-02-05 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-19 | 2016-02-05 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-08-19 | 2016-02-05 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-25 | 2014-04-17 |