Nicholas James Cunningham

CE No. AWY119 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James Cunningham, a licensed Representative with CE reference AWY119. Currently licensed at 1 firm(s): M&G Investments (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 5.

More firms doing Dealing in securities →More firms doing Asset management →

Licence history

FirmRoleRegulated activityFromTo
M&G Investments (Hong Kong) Limited Rep Type 1 — Dealing in securities 2025-12-05 present
M&G Investments (Hong Kong) Limited Rep Type 9 — Asset management 2025-12-05 present
M&G Investments (Hong Kong) Limited Rep Type 1 — Dealing in securities 2019-10-02 2023-05-08
M&G Investments (Hong Kong) Limited Rep Type 4 — Advising on securities 2019-10-02 2023-05-08
Macquarie Capital Limited
麥格理資本股份有限公司		 Rep Type 4 — Advising on securities 2011-03-14 2014-09-05

Related