Hao Li
李浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hao Li (李浩), a licensed Responsible Officer with CE reference AWZ990. Currently licensed at 1 firm(s): Alioth Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alioth Capital Limited 恒量資本有限公司 |
RO | Type 4 — Advising on securities | 2020-09-25 | present |
| Alioth Capital Limited 恒量資本有限公司 |
RO | Type 9 — Asset management | 2020-09-25 | present |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | 2020-09-02 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-29 | 2020-09-02 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-23 | 2020-09-02 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-21 | 2016-02-15 |