Wan Ki Lau
劉運祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Ki Lau (劉運祺), a licensed Responsible Officer with CE reference AXB571. Currently licensed at 1 firm(s): Mango Financial Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-02-11 | present |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-03-19 | 2025-01-16 |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-02-26 | 2024-03-19 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-04-13 | 2023-08-18 |
| Ping An Securities (Hong Kong) Company Limited 平安證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-20 | 2023-08-18 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-12-20 | 2023-04-13 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-01 | 2022-10-24 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-04-01 | 2022-10-24 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-12-30 | 2021-04-01 |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-12-23 | 2020-12-14 |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-02-18 | 2016-12-23 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-05 | 2016-01-22 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-05 | 2016-01-22 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-17 | 2015-07-11 |