Zhongyuan Li
李仲源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhongyuan Li (李仲源), a licensed former licensee with CE reference AXD238. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-03 | 2018-01-24 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-11-03 | 2018-01-24 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-11-03 | 2018-07-25 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-20 | 2016-11-03 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-20 | 2016-11-03 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-20 | 2016-11-03 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 1 — Dealing in securities | 2011-05-03 | 2012-11-14 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 6 — Advising on corporate finance | 2011-05-03 | 2012-11-14 |