Thomas Shui Cheong Tsao
曹瑞昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Shui Cheong Tsao (曹瑞昌), a licensed Responsible Officer with CE reference AXD568. Currently licensed at 1 firm(s): Zhong Wang Capital Partners Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Wang Capital Partners Limited 鍾望資本有限公司 |
RO | Type 4 — Advising on securities | 2025-07-03 | present |
| Zhong Wang Capital Partners Limited 鍾望資本有限公司 |
RO | Type 9 — Asset management | 2025-07-03 | present |
| Zhong Wang Capital Partners Limited 鍾望資本有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-02 | 2025-07-03 |
| Zhong Wang Capital Partners Limited 鍾望資本有限公司 |
Rep | Type 9 — Asset management | 2025-05-02 | 2025-07-03 |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-13 | 2025-03-21 |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
RO | Type 9 — Asset management | 2023-06-13 | 2025-03-21 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-28 | 2022-03-31 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2018-02-28 | 2022-03-31 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 9 — Asset management | 2016-09-27 | 2022-03-31 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-31 | 2015-10-06 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-11 | 2015-10-06 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-14 | 2015-10-06 |