Dragon Investment Advisory Company Limited

雲龍資本投資顧問有限公司

CE No. BHK241 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dragon Investment Advisory Company Limited (雲龍資本投資顧問有限公司), a Hong Kong-based licensed corporation with CE reference BHK241. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 6). Earliest licence on file: 2016-09-27.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 03-04, 32/F, China Resources Building, 26 Harbour Road, Wan Chai

Licence history

Activity	From	To
Type 1 — Dealing in securities	2018-02-28	present
Type 4 — Advising on securities	2018-02-28	present
Type 9 — Asset management	2016-09-27	present

Licensed staff (all-time) (6)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Danhua Chen 陳丹華	RO 1, 4, 9 Rep 9	2017-11	Present
Thomas Shui Cheong Tsao 曹瑞昌	RO 1, 4, 9	2016-09	2022-03
Nelson Chi Chung Wu 胡智聰	RO 1, 4, 9	2016-09	2020-01
Jun Zhai 翟隽	RO 1, 4, 9	2016-09	Present
Sijia (SFC:BBU918) Chen 陳思嘉	Rep 9	2017-04	2018-08
Can Han 韓璨	Rep 1, 4, 9	2018-11	2021-12