Jun Zhai
翟隽
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jun Zhai (翟隽), a licensed Responsible Officer with CE reference AEW118. Currently licensed at 1 firm(s): Dragon Investment Advisory Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-28 | present |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2018-02-28 | present |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 9 — Asset management | 2016-09-27 | present |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-22 | 2014-03-14 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-22 | 2014-03-14 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2006-05-22 | 2014-03-14 |