Nelson Chi Chung Wu
胡智聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nelson Chi Chung Wu (胡智聰), a licensed Responsible Officer with CE reference AZR638. Currently licensed at 1 firm(s): Eddid Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-05 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 4 — Advising on securities | 2022-10-05 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 9 — Asset management | 2022-10-05 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-01 | 2022-10-05 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-01 | 2022-10-05 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 9 — Asset management | 2022-08-01 | 2022-10-05 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-30 | 2022-03-10 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 4 — Advising on securities | 2020-03-30 | 2022-03-10 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 9 — Asset management | 2020-03-30 | 2022-03-10 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-28 | 2020-01-03 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 4 — Advising on securities | 2018-02-28 | 2020-01-03 |
| Dragon Investment Advisory Company Limited 雲龍資本投資顧問有限公司 |
RO | Type 9 — Asset management | 2016-09-27 | 2020-01-03 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-09 | 2015-07-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-09 | 2015-07-15 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-07-09 | 2015-07-15 |