Wai Chan

陳威
CE No. AXD889 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chan (陳威), a licensed Responsible Officer with CE reference AXD889. Currently licensed at 1 firm(s): JQ Investments (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
JQ Investments (HK) Limited
Rep Type 1 — Dealing in securities 2025-06-24 present
JQ Investments (HK) Limited
RO Type 4 — Advising on securities 2024-02-26 present
JQ Investments (HK) Limited
Rep Type 9 — Asset management 2024-01-22 present
JQ Investments (HK) Limited
Rep Type 4 — Advising on securities 2024-01-22 2024-02-26
Ge Shang Investment (Hong Kong) Limited
格上投資(香港)股份有限公司
Rep Type 4 — Advising on securities 2011-04-15 2013-08-30
Ge Shang Investment (Hong Kong) Limited
格上投資(香港)股份有限公司
Rep Type 9 — Asset management 2011-04-15 2013-08-30

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