Neelpesh Shingadia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neelpesh Shingadia ( ), a licensed former licensee with CE reference AXE159. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prive Financial Limited |
Rep | Type 1 — Dealing in securities | 2017-05-31 | 2017-11-17 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2014-10-15 | 2017-01-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-15 | 2017-01-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-15 | 2017-01-06 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-12 | 2013-05-31 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-12 | 2013-05-31 |