Prive Financial Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Prive Financial Limited ( ), a Hong Kong-based licensed corporation with CE reference BAC152. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2012-12-06.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2012-12-06 | 2023-10-17 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Julian Moritz Schillinger | RO 1 | 2012-12 | 2023-03 |
| Jarl Christian Smidt-Olsen | RO 1 | 2013-10 | 2017-01 |
| Charles Teng-Iao Wong 王騰耀 | RO 1 | 2012-12 | 2023-03 |
| Tsu-Wei Yang 楊祖威 | RO 1 | 2017-01 | 2020-07 |
| Baiwen Gao 高百汶 | Rep 1 | 2019-01 | 2020-05 |
| Neelpesh Shingadia | Rep 1 | 2017-05 | 2017-11 |
| Rongrong Wang 王蓉蓉 | Rep 1 | 2017-10 | 2018-06 |
| Xiaolong Xu 許曉龍 | Rep 1 | 2018-01 | 2018-05 |
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