Tsu-Wei Yang
楊祖威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsu-Wei Yang (楊祖威), a licensed former licensee with CE reference AEB508. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Vision Asset Management Limited 新盛資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-02 | 2023-07-04 |
| Ascent Financial Partners Limited 安昇金融有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-04 | 2022-11-14 |
| Ascent Financial Partners Limited 安昇金融有限公司 |
RO | Type 4 — Advising on securities | 2020-08-04 | 2023-07-04 |
| Prive Financial Limited |
RO | Type 1 — Dealing in securities | 2017-01-09 | 2020-07-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2013-07-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-03 | 2013-07-24 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-08-03 | 2013-07-24 |