Jacqueline Tsz Wai Lam
林梓蕙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacqueline Tsz Wai Lam (林梓蕙), a licensed former licensee with CE reference AXE865. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-13 | 2014-08-26 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-06-13 | 2014-08-26 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-12 | 2014-05-31 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-05-12 | 2014-05-31 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-29 | 2014-03-18 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-16 | 2013-05-21 |