Jiang Zhu
朱江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiang Zhu (朱江), a licensed Representative with CE reference AXF039. Currently licensed at 2 firm(s): CITIC Futures International Company Limited, CITIC CFI Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-10-19 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-30 | present |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-30 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-12 | 2021-04-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-06-22 | 2012-02-14 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-22 | 2014-06-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-21 | 2019-02-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-21 | 2014-06-03 |