Szu-Yuan Lo
駱思遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Szu-Yuan Lo (駱思遠), a licensed former licensee with CE reference AXF983. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-31 | 2026-04-30 |
| Cypress Capital Hong Kong Limited 承譽資本香港有限公司 |
Rep | Type 9 — Asset management | 2025-03-31 | 2026-04-30 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-06 | 2019-05-06 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2014-11-21 | 2015-04-04 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-03 | 2012-08-01 |