Yee Wai Ng
吳綺惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Wai Ng (吳綺惠), a licensed Responsible Officer with CE reference AXG143. Currently licensed at 1 firm(s): Asian Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asian Capital Limited 卓亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-08-06 | present |
| Asian Capital Limited 卓亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-07-20 | 2021-08-06 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-06 | 2021-05-31 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-12-06 | 2021-05-31 |
| Frontpage Capital Limited 富比資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-10 | 2018-08-31 |
| Frontpage Capital Limited 富比資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-11-10 | 2018-08-31 |
| Frontpage Capital Limited 富比資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-30 | 2016-11-10 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-05 | 2016-08-20 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-07 | 2016-01-01 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-05 | 2012-09-03 |