Yat On Lo
盧逸安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat On Lo (盧逸安), a licensed Representative with CE reference AXI799. Currently licensed at 1 firm(s): Yhprum Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yhprum Capital Management Limited 菲莫資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-10 | present |
| Yhprum Capital Management Limited 菲莫資本管理有限公司 |
Rep | Type 9 — Asset management | 2026-03-10 | present |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-12-28 | 2026-01-27 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
RO | Type 9 — Asset management | 2021-12-28 | 2026-01-27 |
| Suparna Capital Management Limited 金翼資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-15 | 2021-12-28 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 — Advising on securities | 2020-05-27 | 2021-08-05 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-05 | 2020-05-27 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-01 | 2019-11-22 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-27 | 2017-11-19 |
| Legends Asset Management Limited 天駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-10-24 | 2015-07-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-30 | 2012-08-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-30 | 2012-08-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-30 | 2012-08-01 |