Li Li Yap
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Li Yap ( ), a licensed former licensee with CE reference AXJ728. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2014-09-19 | 2017-06-16 |
| Ord Minnett Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2014-09-19 | 2017-06-16 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-14 | 2012-04-14 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-14 | 2012-04-14 |