William Siu Lung Chun
秦紹龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Siu Lung Chun (秦紹龍), a licensed Responsible Officer with CE reference AXK422. Currently licensed at 1 firm(s): Theia Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-20 | present |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 4 — Advising on securities | 2024-08-20 | present |
| Theia Securities Limited 遠源證券有限公司 |
RO | Type 9 — Asset management | 2024-08-20 | present |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-07-12 | 2024-08-20 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-12 | 2024-08-20 |
| Theia Securities Limited 遠源證券有限公司 |
Rep | Type 9 — Asset management | 2024-07-12 | 2024-08-20 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 — Asset management | 2018-06-01 | 2024-03-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-11 | 2024-03-28 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-04-11 | 2024-03-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-08 | 2018-04-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-08 | 2018-04-06 |