Herman Haw So
蘇灝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Haw So (蘇灝), a licensed Representative with CE reference AXK430. Currently licensed at 1 firm(s): Yicko Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-08 | present |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 9 — Asset management | 2024-05-08 | present |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-09 | 2021-08-09 |
| Rifa Asset Management Limited 日發資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-09 | 2021-08-09 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-22 | 2021-05-12 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 9 — Asset management | 2015-12-22 | 2021-05-12 |