Min Li
李敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min Li (李敏), a licensed Responsible Officer with CE reference AXL019. Currently licensed at 1 firm(s): Theme Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Theme Capital Limited 榮暉資本有限公司 |
RO | Type 4 — Advising on securities | 2025-01-08 | present |
| Theme Capital Limited 榮暉資本有限公司 |
RO | Type 9 — Asset management | 2025-01-08 | present |
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
RO | Type 4 — Advising on securities | 2019-12-02 | 2022-12-31 |
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
RO | Type 9 — Asset management | 2019-12-02 | 2022-12-31 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-16 | 2018-03-29 |
| Harmony Capital Global Asset Management Limited 泓銘資本國際資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-16 | 2018-03-29 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-06-05 | 2015-09-30 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-06-05 | 2015-09-30 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-13 | 2014-06-05 |
| Guoyuan Asset Management (Hong Kong) Limited 國元資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-06-15 | 2014-06-05 |