Theme Capital Limited
榮暉資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Theme Capital Limited (榮暉資本有限公司), a Hong Kong-based licensed corporation with CE reference BUN546. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 3). Earliest licence on file: 2025-01-08.
Registered address
Units 3401-03, China Merchant Tower, Shun Tak Centre, 168-200 Connaught Road Central, Sheung Wan
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2025-01-08 | present |
| Type 9 — Asset management | 2025-01-08 | present |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jian Kang 康健 | RO 4, 9 | 2025-10 | Present |
| Min Li 李敏 | RO 4, 9 | 2025-01 | Present |
| Chun Tung Patrick Lo 盧振東 | RO 4, 9 | 2025-01 | 2026-01 |
Showing 1–3 of 3
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 2 shared activity types · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 2 shared activity types · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 2 shared activity types · 瑞穗證券亞洲有限公司