Chun Tung Patrick Lo
盧振東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Tung Patrick Lo (盧振東), a licensed former licensee with CE reference BNU781. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Theme Capital Limited 榮暉資本有限公司 |
RO | Type 4 — Advising on securities | 2025-01-08 | 2026-01-05 |
| Theme Capital Limited 榮暉資本有限公司 |
RO | Type 9 — Asset management | 2025-01-08 | 2026-01-05 |
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 4 — Advising on securities | 2023-06-09 | 2024-01-18 |
| Five States Capital Resources Limited 五洲資本有限公司 |
RO | Type 9 — Asset management | 2023-06-09 | 2024-01-18 |
| Pacific Crest Partners Limited 和宸資產管理有限公司 |
RO | Type 9 — Asset management | 2022-06-01 | 2023-03-03 |
| INV Partners Limited | RO | Type 9 — Asset management | 2021-08-02 | 2021-09-21 |
| INV Partners Limited | Rep | Type 9 — Asset management | 2019-01-09 | 2021-08-02 |