Mingdong Xu
徐銘東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingdong Xu (徐銘東), a licensed Representative with CE reference AXL999. Currently licensed at 1 firm(s): Novel Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-08 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-08 | present |
| Novel Wealth Management Limited 諾緯資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-10-08 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-05-26 | 2017-02-06 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-05-26 | 2017-02-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-05-26 | 2017-02-06 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-05-26 | 2017-02-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-05-26 | 2017-02-06 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-05-26 | 2017-02-06 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-21 | 2013-07-09 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-21 | 2013-07-09 |