Dong Lu
呂棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong Lu (呂棟), a licensed Representative with CE reference AXN254. Currently licensed at 1 firm(s): GaoTeng Global Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-24 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-24 | present |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-02 | 2018-04-30 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-08-02 | 2018-04-30 |
| Shinhan Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-01-22 | 2017-05-12 |
| Shinhan Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-01-22 | 2017-05-12 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-13 | 2013-07-17 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-13 | 2013-07-17 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-08 | 2011-11-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-08 | 2011-11-07 |