Ziyang Guo

郭子洋
CE No. AXP015 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziyang Guo (郭子洋), a licensed former licensee with CE reference AXP015. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Blackstone Group (HK) Limited, The
黑石集團(香港)有限公司
Rep Type 1 — Dealing in securities 2018-10-18 2024-04-01
Blackstone Group (HK) Limited, The
黑石集團(香港)有限公司
Rep Type 4 — Advising on securities 2018-10-18 2024-04-01
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 — Advising on securities 2016-04-19 2018-06-22
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2012-06-11 2018-06-22
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 9 — Asset management 2012-06-11 2018-06-22
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2011-07-08 2012-05-04
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 — Advising on securities 2011-07-08 2012-05-04
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 — Advising on corporate finance 2011-07-08 2012-05-04

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