Lijun Yang
楊麗君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lijun Yang (楊麗君), a licensed Responsible Officer with CE reference AXP591. Currently licensed at 2 firm(s): Shanxi Securities International Limited, Shanxi Securities International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanxi Securities International Limited 山證國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-13 | present |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-08-22 | present |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-03 | 2020-05-13 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-08 | 2013-09-20 |