Tsz Man (SFC:AXP990) Chan
陳子文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Man (SFC:AXP990) Chan (陳子文), a licensed former licensee with CE reference AXP990. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-20 | 2020-11-03 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-03 | 2017-12-01 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-03 | 2017-12-01 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-22 | 2016-04-21 |
| East Asia Futures Limited 東亞期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-22 | 2016-04-21 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-15 | 2013-04-25 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-07-15 | 2013-04-25 |