Robert Joseph Darling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Joseph Darling ( ), a licensed former licensee with CE reference AXQ567. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-09 | 2025-04-10 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2016-05-04 | 2020-03-31 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2016-05-04 | 2020-03-31 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-15 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-15 | 2015-01-08 |