John Le Hien Pham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Le Hien Pham, a licensed Representative with CE reference AXQ759. Currently licensed at 1 firm(s): ZhongYi Investment Managers Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-03 | present |
| ZhongYi Investment Managers Limited 中意投資經理有限公司 |
Rep | Type 9 — Asset management | 2019-06-25 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2016-02-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-29 | 2016-02-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-18 | 2016-02-18 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-07-18 | 2013-08-31 |