Zhan Yang
楊戰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhan Yang (楊戰), a licensed Responsible Officer with CE reference AXR824. Currently licensed at 1 firm(s): Coller Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Coller Capital (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2019-08-28 | present |
| Coller Capital (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2019-08-28 | present |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-10 | 2016-04-29 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-10 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-10 | 2016-04-29 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-10 | 2014-12-31 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2012-09-10 | 2016-04-29 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-09-10 | 2014-12-31 |
| Swiss Re Private Equity Partners (Asia) Limited | Rep | Type 1 — Dealing in securities | 2011-08-01 | 2012-09-04 |