Christopher Robert Grosvenor
王力波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Robert Grosvenor (王力波), a licensed former licensee with CE reference AXS020. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bauhinia Capital Partners Limited |
Rep | Type 1 — Dealing in securities | 2012-05-02 | 2014-02-28 |
| Bauhinia Capital Partners Limited |
Rep | Type 6 — Advising on corporate finance | 2012-05-02 | 2014-02-28 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-01 | 2011-11-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-01 | 2011-11-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-01 | 2011-11-17 |