Qiuyi Liu
劉秋漪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiuyi Liu (劉秋漪), a licensed former licensee with CE reference AXS672. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-01-16 | 2023-07-25 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-01-16 | 2023-07-25 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2019-01-16 | 2023-07-25 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-09-26 | 2016-05-27 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-09-26 | 2016-05-27 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2014-09-26 | 2016-05-27 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-01 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-01 | 2014-06-03 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-28 | 2013-10-16 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-01 | 2013-10-16 |